Series 8000 of The Nasdaq Stock Market LLC Rules, as such rules may be in effect from time to time (the "Nasdaq Rule 8000 Series"), are hereby incorporated by reference into this General 5, Section 1 of the Nasdaq Texas, LLC ("Nasdaq Texas") Rules, and are thus Nasdaq Texas Rules and thereby applicable to Nasdaq Texas members, associated persons, and other persons subject to the Exchange's jurisdiction. Nasdaq Texas members, associated persons, and other persons subject to the Exchange's jurisdiction shall comply with the Nasdaq Rule 8000 Series as though such rules were fully set forth herein.

All terms (whether or not defined), including any variations thereof, contained in the Nasdaq Rule 8000 Series shall be read to refer to the Nasdaq Texas-related meaning of such term. The terms "Exchange" or "Nasdaq" shall be read to refer to Nasdaq Texas; the terms "Rule," "Rules of Nasdaq," or "Nasdaq Rules" shall be read to refer to the Nasdaq Texas Rules or Nasdaq Texas Equity Rules; the terms "Board" or "Nasdaq Board" shall be read to refer to Nasdaq Texas's Board of Directors; the terms "Member," "member firm," or "associated person" shall be read to refer to a Nasdaq Texas Member, Nasdaq Texas member firm, or Nasdaq Texas associated person; the terms "Nasdaq Regulation" or "Nasdaq Regulation Department" shall be read to refer to the Nasdaq Texas Regulation Department; the term "Nasdaq Options Market" shall be read to refer to the NTX Options Market; and the term "Chief Regulatory Officer" shall be read to refer to Nasdaq Texas's Chief Regulatory Officer.

Amended May 15, 2020 (SR-BX-2020-009), operative May 1, 2020.

Series 9000 of The Nasdaq Stock Market LLC Rules, as such rules may be in effect from time to time (the "Nasdaq Rule 9000 Series"), are hereby incorporated by reference into this General 5, Section 2 of the Nasdaq Texas, LLC ("Nasdaq Texas") Rules, and are thus Nasdaq Texas Rules and thereby applicable to Nasdaq Texas members, associated persons, and other persons subject to the Exchange's jurisdiction. Nasdaq Texas members, associated persons, and other persons subject to the Exchange's jurisdiction shall comply with the Nasdaq Rule 9000 Series as though such rules were fully set forth herein.

All terms (whether or not defined), including any variations thereof, contained in the Nasdaq Rule 9000 Series shall be read to refer to the Nasdaq Texas-related meaning of such term. The terms "Exchange" or "Nasdaq" shall be read to refer to Nasdaq Texas; the terms "Rule," "Rules of Nasdaq," or "Nasdaq Rules" shall be read to refer to the Nasdaq Texas Rules or Nasdaq Texas Equity Rules; with respect to Rules 9521(b)(2) and 9521(b)(3) the term "Nasdaq By-Laws" shall be read as a reference to Nasdaq Texas's Rules; the terms "Board" or "Nasdaq Board" shall be read to refer to Nasdaq Texas's Board of Directors; the terms "Member," "member firm," or "associated person" shall be read to refer to a Nasdaq Texas Member, Nasdaq Texas member firm, or Nasdaq Texas associated person; the terms "Nasdaq Regulation" or "Nasdaq Regulation Department" shall be read to refer to the Nasdaq Texas Regulation Department; the term"Nasdaq Options Market" shall be read to refer to the NTX Options Market; and the term "Chief Regulatory Officer" shall be read to refer to Nasdaq Texas's Chief Regulatory Officer.

Moreover, references in the Nasdaq Rule 9000 Series to Equity 5, Sections 4 and 5 shall be read, respectively, to refer to Nasdaq Texas Rules 7440A and 7450A.

Additionally,

1. Pursuant to Nasdaq Rule 9231(b)(1)(C), the Chief Hearing Officer may also select as a Panelist a person who previously served as a Governor of the Exchange prior to its acquisition by Nasdaq, Inc., but does not serve currently in that position.

2. Pursuant to Nasdaq Rule 9231(b)(1)(D), a person who is a member of FINRA’s Market Regulation Committee is among the FINRA Panelists approved by the Exchange Board at least annually that the Chief Hearing Officer may also select as a Panelist.

3. Rules 9552(f), 9553(g), 9554(g), 9555(g), 9556(g), and 9558(g) in the Nasdaq Rule 9000 Series shall be read to allow the filing of a request for termination of a suspension (or a request for termination of the limitation, prohibition or suspension with respect to Rules 9555(g) and 9558(g)) to be made with either the head of the Exchange or FINRA department or office that issued the notice or that is handling the matter on behalf of the issuing department or office.

Amended May 15, 2020 (SR-BX-2020-009), operative May 1, 2020